Magna Carta, and Other AddressesGuthrie, William D. (William Dameron)
History
Magna Carta, and Other Addresses
Guthrie, William D. (William Dameron)
Constitutional law -- United States
It may, nevertheless, be now interesting and valuable to re-examine
the doctrine enunciated by Chief Justice Marshall and to inquire
whether, after all, it does not embody the true and sound rule which
should govern this question, particularly in view of the fact that
the decisions which have departed from his reasoning have failed to
indicate any definite criterion to guide us in determining when a suit
against a state officer is and when it is not to be deemed a suit
against the state within the true meaning of the eleventh amendment.
The question must be considered as if the jurisdiction of the federal
courts had never been extended to suits by an individual against a
state. The controlling inquiry in a suit against a state officer ought
logically to be whether the relief or remedy sought can properly be
granted in the absence of the state as a party defendant; in other
words, whether the state is or is not a necessary and indispensable
party; and this inquiry should be determined by the result or burden
of the judgment which may be entered. If, for example, the suit is
to enjoin the enforcement of an unconstitutional statute regulating
rates or imposing taxes, it must be presumed that the state has not
authorized the wrong, that it can have no legal concern or interest in
a void enactment of its legislature, and that it cannot be heard to
assert any right to have its officers violate the Constitution of the
United States for its benefit. If, on the other hand, the relief or
remedy sought will affect the property rights or funds of the state,
or compel it to pay its debts, or require the specific performance of
a contract by the state, or the doing or omitting to do any act by the
state itself, the court must needs hold that it is a necessary and
indispensable party, and that, as it cannot be sued in a federal court
for want of jurisdiction over it, the suit must be dismissed. This
dismissal, however, would not be for want of jurisdiction or judicial
power over the individual state officer as defendant, nor because the
suit was against the state--for the state was not a party and its
presence was sought to be dispensed with--but because the state was an
indispensable party defendant and the suit could not proceed in its
absence. The result of recurring to this view would be to simplify the
consideration of many cases and reconcile much conflicting reasoning.
We should then have a definite and logical criterion to guide us in
cases against state officers. If the court found that the state was not
a necessary and indispensable party, the issue in such cases would be
narrowed to the inquiry whether the relief should be granted against
the officer within established principles of equity, jurisprudence and
procedure.
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