Ch'an began by working out the question of what this enlightenment
really is. Prior to Ma-tsu the search was more for the nature of
enlightenment than for its transmission. This was the doctrinal phase
of Ch'an. As time went by, however, the concern shifted more and more
from defining enlightenment--which the Ch'an masters believed had been
done sufficiently--to struggling with the process. After Ma-tsu, Ch'an
turned its attention to "auxiliary means" for helping along
transmission: paradoxical words and actions, shouts, beatings, and
eventually the koan.1
The koan, then, is the final step in the "auxiliary means." A succinct
analysis of the koan technique is provided by Ruth F. Sasaki in _Zen
Dust_: "Briefly, [koans] consisted of questions the early masters had
asked individual students, together with the answers given by the
students; questions put to the masters by students in personal talks or
in the course of the masters' lectures, together with the masters'
answers; statements of formulas in which the masters had pointed to the
profound Principle; anecdotes from the daily life of the masters in
which their attitudes or actions illustrated the functioning of the
Principle; and occasionally a phrase from a sutra in which the
Principle or some aspect of it was crystallized in words. By presenting
a student with one or another of these koans and observing his reaction
to it, the degree or depth of his realization could be judged. The
koans were the criteria of attainment."2
Called _kung-an _in Chinese (meaning a "case" or a problem), the koan
was a response to two major challenges that beset Ch'an in the Sung
era: First, the large number of students that appeared at Ch'an
monasteries as a result of the demise of other sects meant that some
new means was needed to preserve personalized attention (some masters
reportedly had one thousand or even two thousand followers at a
monastery); and second, there was a noticeable decline in the
spontaneity of both novices and masters. The masters had lost much of
the creative fire of Ch'an's Golden Age, and the novices were caught up
in the intellectual, literary world of the Sung, to the point that
intellectualism actually threatened the vitality of the sect.
Public-domain text, read in full here on John Shaqi.
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